schedule 13d template
See §240.13d-7 for other parties to whom copies are to be sent. Schedule 13G is a beneficial ownership disclosure statement intended for passive investors who own less than 20% of a public company’s outstanding shares. A schedule 13D is filed when a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company's equity securities. Note Open the template in our feature-rich online editor by clicking on Get form. - ‘SC 13D’ on 2/13/97 re: Template Software Inc Statement of Acquisition of Beneficial Ownership by a Non-Passive Investor - Seq. For the contribution history and old versions of the redirected page, please see ; for the discussion at … 5)* CLST Holdings, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 12564R103 (CUSIP Number) RED OAK PARTNERS, LLC. 0000000576 00000 n The document is provided to the company issuing securities and to the exchanges where the security is traded. Further, Section 929R provides the SEC with the If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. Securities and Exchange Commission , Washington, D.C. 20549 –µâ– P Ñ theme/theme/theme1.xmlPK- ! 2017-09-22 sec.gov - MacPac 8.0 Normal template UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. New York State Department of Health Schedule 13D. %PDF-1.4 %���� Meanwhile, Schedule 13G is short-form and is meant for passive investors, exempt investors, and qualified institutional investors. Allen Paul G - ‘SC 13D/A’ on 11/9/05 re: Charter Communications, Inc./MO Statement of Acquisition of Beneficial Ownership by a Non-Passive Investor - Seq. MDSI Mobile Data Solutions Inc. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 55268N100 (CUSIP Number) trailer This approach may only be used where the cover page item or items provide all the disclosure required by the schedule … startxref 0000000016 00000 n Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. Amendment Requirements for 13D Filers. ‚Š¼ú [Content_Types].xmlPK- ! :{��. SCHEDULE 13D. 0000003587 00000 n 8 to Schedule 13D - Accession Number 0000927087-05-000024 - Filing - SEC * The Reporting Persons disclaim beneficial ownership in the Shares represented herein except to the extent of their pecuniary interest therein. 30 0 obj<>stream endstream endobj 29 0 obj<> endobj 31 0 obj<> endobj 32 0 obj<>/Font<>/ProcSet[/PDF/Text]/ExtGState<>>> endobj 33 0 obj<> endobj 34 0 obj<> endobj 35 0 obj[/ICCBased 41 0 R] endobj 36 0 obj<> endobj 37 0 obj<> endobj 38 0 obj<> endobj 39 0 obj<>stream The schedule is regarded as a useful measure as it shares valuable information on ownership structure to new and prospective owners. If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. Ñ�Ÿ¶ ' theme/theme/_rels/themeManager.xml.rels„�M <]>> Simplex Trading, Llc ownership in SMTX / SMTC Corp. 2021-02-02 - Simplex Trading, Llc has filed a 13F-HR form disclosing ownership of 0 shares of SMTC Corp. (US:SMTX) with total holdings valued at $0 USD as of 2020-12-31. Schedule 13G is filed by a person that acquires beneficial ownership of more than 5% of a class of a company's equity securities registered under Section 12 of the Exchange Act, but who falls within an exemption or exclusion from Section 13(d) and filing a Schedule 13D. 0 Schedule 13D requires disclosure of all transactions in the company’s stock that were effected during the past sixty days or since the most recent filing of Schedule 13D, whichever is less, and accordingly would include a description of the acquisitions and dispositions during the 10-day period between the event that triggered the filing requirement and the filing itself. Schedule 13D is considered the long-form beneficial ownership report. SEC Schedule 13D is a report mandated by the U.S. Securities and Exchange Commission (SEC) of any individual or entity that holds more than 5% … ¥Ö§çÀ 6 + _rels/.relsPK- ! Z[±æ4^næÂ�ç5†Á¢!Já¾é?°ÿQá3ûeBo¨C¾µÁ‡M¢ú’m�“´Á¤IYÓf“¶Z¾Y_p§[ğ=al-ÙYü}NcÍ™ËÎÉÅ‹4vfaÇÖvl¡©Á³'S†ÆùAÆ8Æ|Ò*uâ£{àè-¸ßŸ0%M0Á7%�¡õ˜ÍÒ�¿ ÿÿ PK ! Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term "beneficial owner" is defined under SEC rules. 0000003274 00000 n 1 - Accession Number 0000897446-97-000079 - … Within 10 days of having more than 5 percent of certain equity securities, an active beneficial owner must file Schedule 13D. x�b```f``������V��ˀ �@1�hr�x�zò��߃����rH���ޓK��f���- J�Rg���IJ00��500p � L@��eRn@6 D�Ӂ47�E�xX?$����p���r��%�y/ց%����4[ �( If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group. The chart must include the information shown in the template below. The contents of the SEC Rule 13D page were merged into Schedule 13D. 0000003240 00000 n Recent 13D Filings for Molecular Templates, Inc. (MTEM) Since 2020, there have been 12 Schedule 13D forms (beneficial ownership report) filed for the company Molecular Templates, Inc. (stock symbol MTEM) by 6 beneficial owners. 9)* SMTC Corporation (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 832682207 (CUSIP Number) RED OAK PARTNERS, LLC Attn: David Sandberg 150 E … ?O9����l�8�80�nf��ï {�����ZGPh�u��������~2Bv����X,"��?�>;�ޓqa�/��%0C{~B��P��sV^�V�F�q������:�NB��Z]�P7P57����PM�W�,�..�4�3�[ ��(ŅqH�����Zi�~���Z_fY�C�ԐCѷ�l��#��uU��O��V�����l=rsB�G��!BD�g�q5��;x�7W����l�mRڿ@`8��[m�\0��#p�7�/��M The SEC also requires a prompt amendment for any material changes disclosed in the schedule. Certificate of Need Application. Rule 13d-2 of the Securities Exchange Act of 1934 (the "Act") requires you to promptly, within two business days, amend Schedule 13D whenever material changes in the information disclosed on a Schedule 13D occur. If a group has filed this schedule pursuant to ss.240.13d-1(c) or ss.240.13d-1(d), attach an exhibit stating the identity of each member of the group. Get And Sign 13d Pdf Fillable Form . 13D filings usually indicate 'activist' investor activity where the person(s) involved seek to influence management. Complete the necessary fields that are colored in yellow. Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements. Statement on Schedule 13D is true, complete and correct. )* UniTek Global Services, Inc. (Name of Issuer) Common Stock, $0.00002 par value (Title of Class of Securities) 91324T302 (CUSIP Number) RED OAK PARTNERS, LLC. 0000000813 00000 n 0000005587 00000 n SCHEDULE 13D. Alcatel Lucent, et al. Schedule 13D Form - Fill Out and Sign Printable PDF Template | signNow. ������iu�|�/^\����+�zaB��0L��9�n,���]��v�9�o�p?Ksa" �yIQ�xB�'��K���j�����/`��WH0�h@/� B>�*��hJ��S�hW]%5l>�����*:J:[��^ ��8-d]!]�W{ٔ�����aI'n!��24{h����u��}/�? Ñ�Ÿ¶ ' › theme/theme/_rels/themeManager.xml.relsPK ] –. In addition to the requirements of the Investment Advisers Act of 1940 and the state securities laws, there are several sections of the Securities Exchange Act of 1934 (the “1934 Act”) … xref Discover the easiest method to fill out Form on the web. )* HILL INTERNATIONAL, INC. (Name of Issuer) Common Shares (Title of Class of Securities) 431466101 (CUSIP Number) Frederick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, Address and Telephone Number of Person The Schedule 13D Filing reveals the names of the large shareholders in a company and the purpose (s) of the purchase of shares. ... Video instructions and help with filling out and completing sec form schedule 13d. subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. Active investors in a company and investors who own more than 20% of a company must file Form SC 13D with EDGAR. If a group has filed this schedule pursuant to ss.240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. Attn: David Sandberg. SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT N0. Schedule 13G is a short-form version and intended for passive investors, qualified institutional investors, and exempt investors. Form 3 – Initial Statement of Beneficial Ownership of Securities (PDF) Form 3 ... Form 12b – 25 – Notification of Late Filing Schedule 13D – Rule 13d-101 Schedule 13G – Rule 13d-102 Form 144 – Notice of Sale of Securities Form D – Notice of Sale of Securities Form SD. The undersigned agree to the filing of this single Statement on Schedule 13D. 0000001022 00000 n 654 Broadway, Suite 5. Under the Securities Exchange Act of 1934 (Amendment No. 0000000893 00000 n It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security). 28 14 1 - Amendment No. Form Templates. Attn: David Sandberg. 13G filings are typically passive investments. Filing persons may, in order to avoid unnecessary duplication, answer items on the schedules (Schedule 13D, 13G or 14D-1) by appropriate cross references to an item or items on the cover page(s). of its Schedule 13D (or Schedule 13G, as applicable), and any amendments to its Schedule 13D (or Schedule 13G, as applicable), to the issuer and any exchange in which the securities beneficially owned are listed. Schedule 13D is a long-form beneficial ownership disclosure statement and is intended for activist investors. Schedule 13D / SCH 13D. 0000001154 00000 n ky–ƒ Š theme/theme/themeManager.xmlPK- ! %%EOF 0000003513 00000 n Schedule 13G Instructions. Section 13 requires that any person that has acquired, either directly or indirectly, more than 5% of the beneficial ownership of a reporting company’s equity securities to file either a Schedule 13D or 13G within 10 days after the acquisition. H��W�r�6}�W죜�/ʛ"+�;�� ��3q�C��Ŕ"T���~F��ov ):����H���{�. Schedule 13D/G Search 13D/G filings are generally submitted within 10 days by anyone who acquires ownership of more than 5% of any class of publicly traded securities. Wardwell 450 Lexington Avenue New York, New York 10017 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 13, 2002 (Date of Event Which Requires Filing of this Statement) (Continued on following pages) Page 1 of 8 Pages If the filing person has previously filed a statement on Schedule 13G to … 0000002192 00000 n 0000003832 00000 n Schedule 13D - Stone Energy Corporation - Largest ... Army Job Profile: 13D Field Artillery Specialist. 5) 1. Today I am continuing my discussion of Section 13 and in particular Schedule 13G. § 240.13d-101 Schedule 13D - Information to be included in statements filed pursuant to § 240.13d-1(a) and amendments thereto filed pursuant to § 240.13d-2(a). Under the Securities Exchange Act of 1934 (Amendment No. 0000005663 00000 n Under the Securities Exchange Act of 1934 (Amendment No. Frequently Asked Questions Form 13F, Form SH, Schedule 13D & Schedule 13G. Schedule 13D / SCH 13D SCHEDULE 13D. 28 0 obj <> endobj Â0„÷‚wooÓº‘&݈ĞÔ„ä5 6?$Qìí ®,.‡a¾™i»—�Éc2Ş1hª:é•qšÁm¸ì�@RN‰Ù;d°`‚�o7íg‘K(M&$R(.1˜r'J“œĞŠTù€®8£�Vä"£¦AÈ»ĞH÷u} ñ›|Å$½b{Õ –Pšÿ³ı8‰g/]şQAsÙ…(¢ÆÌà#›ªLÊ[ººÄß ÿÿ PK- !
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